-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VwfBysxl1TSGjsbypWZEJtG2gd6zsdw98g5CqattEp2xK+SR6ttyYJ5xhAj1U6BC izpV5jCHeW/xtvW3N7A6pA== 0000894579-98-000163.txt : 19980616 0000894579-98-000163.hdr.sgml : 19980616 ACCESSION NUMBER: 0000894579-98-000163 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980615 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RIVIERA HOLDINGS CORP CENTRAL INDEX KEY: 0000899647 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880296885 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-50785 FILM NUMBER: 98648526 BUSINESS ADDRESS: STREET 1: 2901 LAS VEGAS BLVD SOUTH CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 7027345110 MAIL ADDRESS: STREET 1: 2901 LAS VEGAS BLVD S CITY: LAS VEGAS STATE: NV ZIP: 89109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WESTERMAN WILLIAM L CENTRAL INDEX KEY: 0001064027 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2901 LAS VEGAS BLVD SOUTH CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 7027345110 MAIL ADDRESS: STREET 1: 2901 LAS VEGAS BLVD S CITY: LAS VEGAS STATE: NV ZIP: 89109 SC 13G 1 SCHEDULE 13G FILING FOR WILLIAM L. WESTERMAN SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13-d-2(b) (Amendment No. )1 Riviera Holdings Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 769 627 100 - -------------------------------------------------------------------------------- (CUSIP Number) November 21, 1996 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) - -------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 769 627 100 13G Page 2 of 6 Pages - ------------------------------------------------------------------------------ 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities only) William L. Westerman - ------------------------------------------------------------------------------ 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] Not Applicable. - ------------------------------------------------------------------------------ 3) SEC USE ONLY - ------------------------------------------------------------------------------ 4) CITIZENSHIP OF PLACE OF ORGANIZATION United States of America - ------------------------------------------------------------------------------ 5) SOLE VOTING POWER 424,200 NUMBER OF ____________________________________________________________ SHARES 6) SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH ____________________________________________________________ REPORTING 7) SOLE DISPOSITIVE POWER PERSON WITH 424,200 ____________________________________________________________ 8) SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------ 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 424,200 - ------------------------------------------------------------------------------ 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] Not applicable. - ------------------------------------------------------------------------------ 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.9% - ------------------------------------------------------------------------------ 12) TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------ *SEE INSRUCTIONS BEFORE FILLING OUT! Page 3 of 6 Pages SCHEDULE 13G June 15, 1998 Item 1(a). Name of Issuer. - --------- -------------- Riviera Holdings Corporation Item 1(b). Address of Issuer's Principal Executive Offices. - --------- ----------------------------------------------- 2901 Las Vegas Boulevard South Las Vegas, Nevada 89109 Item 2(a). Name of Person Filing. - --------- --------------------- William L. Westerman Item 2(b). Address of Principal Business Office or, if None, Residence. - --------- ----------------------------------------------------------- 2901 Las Vegas Boulevard South Las Vegas, Nevada 89109 Item 2(c). Citizenship. - --------- ----------- United States of America Item 2(d). Title of Class of Securities. - --------- ---------------------------- Common Stock, par value $.001 per share Item 2(e). CUSIP Number. - --------- ------------ 769 627 100 Item 3. If this Statement is Filed pursuant to Rule 13d-1(b), or - ------ 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment advisor in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (d) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) (e) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; Page 4 of 6 Pages SCHEDULE 13G June 15, 1998 (f) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (g) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J) If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] Item 4. Ownership. - ------ --------- (a) Amount beneficially owned: 424,200 ------------------------------------------------------- (b) Percent of class: 7.9% ------------------------------------------------------- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 424,200 , -------------- (ii) Shared power to vote or to direct the vote 0 , -------- (iii) Sole power to dispose or to direct the disposition of 424,200 , ------------ (iv) Shared power to dispose or direct the disposition of 0 , ----------------- Item 5. Ownership of Five Percent or Less of a Class. - ------ -------------------------------------------- Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. - ------ --------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of the Subsidiary Which - ------ Acquired the Security Being Reported on by the Parent Holding Company. --------------- Not applicable. Item 8. Identification and Classification of Members of the Group. - ------ --------------------------------------------------------- Not applicable. Item 9. Notice of Dissolution of Group. - ------ ------------------------------ Not applicable. Page 5 of 6 Pages SCHEDULE 13G June 15, 1998 Item 10. Certification. - ------- ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 6 of 6 Pages SCHEDULE 13G June 15, 1998 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 15, 1998 --------------------------------- (Date) /s/ William L. Westerman --------------------------------- (Signature) William L. Westerman Chairman of the Board of Directors, Chief Executive Officer and President of the Issuer --------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----